Bringing you live news and features since 2006 

Morgan Stanley Smith Barney adds James Tracy to US wealth management business

RELATED TOPICS​

Morgan Stanley Smith Barney has appointed James J. Tracy as chief operating officer of distribution and development, wealth management in the US.

His responsibilities will include business development, professional development, talent management and national branch services.

Tracy will report to Andy Saperstein, head of wealth management in the US.

"In a career spanning over 25 years, Jim Tracy has demonstrated outstanding leadership in all aspects of wealth management,” says Saperstein. “He helped build the industry’s leading investment advisory business and is committed to helping financial advisors achieve the highest levels of professional development. I look forward to working with him as we continue to build Morgan Stanley Smith Barney."

Tracy most recently served at Morgan Stanley Smith Barney as head of the consulting group. Previously he led national sales, professional development, marketing and recruiting for Citigroup’s global wealth management division, including the former Smith Barney. He began his career as a financial advise, and has served as a sales manager, branch manager and regional director.

Tracy is serving as 2010 chairman of the Managed Money Institute.

Latest News

Saving and investing app, Moneybox, has doubled the number of ETFs available on the platform, in the light of ‘growing..
Global X ETFs has announced the appointment of Ryan O'Connor as its Chief Executive Officer effective as of April 8, 2024. ..
Value-driven structured credit investing firm, Angel Oak Capital Advisors, LLC, has announced the completed conversions of two of its mutual..
Confidence in the continuing strength of bitcoin and Ethereum is driving wider interest in altcoins and other digital assets, according..

Related Articles

Frank Koudelka, State Street Global Services
ETF data provider and ETF Express data partner, Trackinsight, has published its Global ETF Survey 2024 Report: ‘50+ Charts on...
Cryptocurrencies
Matteo Greco, Research Analyst at Fineqia International writes that bitcoin (BTC) ended the week at approximately USD52,150, showing a notable...
US Distribution Awards trophies
The winners of the first US ETF Distribution Awards at the Exchange conference, hosted by ETF Express and sponsored by...
Thomas Bonville, Clear Street
Just over a year ago, Thomas Bonville joined New York-based, prime brokerage Clear Street as managing director, head of derivative...
Subscribe to the ETF Express newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by