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FSC Securities hires chief compliance officer and recruiting executive


Broker-dealer FSC Securities has named John Dillon the new chief compliance officer and Rick Kundracik senior vice president of recruiting and national sales.

“John and Rick bring many, many years of industry experience to FSC,” says Mark Schlafly, president and chief executive of FSC Securities. “Maintaining high standards of compliance is a key priority for our firm and I am confident that John will lead our compliance efforts well. We are very eager to recruit smart, talented advisers to FSC Securities and I am confident that Rick will help us do exactly that.”

Dillon joins FSC from Citi Smith Barney, where he served as director of the sales practice surveillance unit, responsible for maintaining compliance with the firm’s policies throughout the organisation’s 625 branch offices and 14,000 representatives. Prior to Citi, Dillon was managing director and director of compliance with HD Brous.

Kundracik joins FSC Securities from WBI Investments where he served as vice president, institutional sales. He previously held leadership roles with ING Advisors Network, New York Life Investment Management and Dreyfus.

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