Bringing you live news and features since 2006 

shaking hands

Guggenheim Investments appoints interim chief compliance officer

RELATED TOPICS​

Joanna Catalucci has been appointed as the interim chief compliance officer for certain exchange-traded funds and closed-end funds from Guggenheim Partners.



Catalucci is a managing director of compliance and fund board relations within Guggenheim Partners.

In this role, she leads the strategic direction of the comprehensive compliance programme for Guggenheim Investments focusing on compliance requirements of the investment advisers, products and distribution. In addition, Catalucci assists in the facilitation of consistency and overall relationship management of the multiple fund boards. Before joining Guggenheim, she served as senior vice president and chief compliance officer of Rydex|SGI for 12 years.

The funds for which this change is applicable include all exchange-traded funds in the Claymore Exchange-Traded Fund Trust and Claymore Exchange-Traded Fund Trust 2 and some closed-end funds advised or serviced by Guggenheim Funds Investment Advisors or Guggenheim Funds Distributors.

Latest News

There were two companies launching this week, each reflecting key and recurring themes in ETF strategies. ..
A quiet week for launches in the US...
RBC Global Asset Management (GAM) was the only firm to launch new ETF offerings in March 2023. The firm launched..
Solactive writes that with current developments and economic trends, such as the COVID-19 pandemic, increasing inflation rates, and energy prices,..

Related Articles

Marie Coady, PwC
PwC’s new research amongst global ETF managers, sponsors and service providers reveals a sector with upbeat growth projections. Despite the...
Vishal Kapoor, Bandhan Mutual Fund
ETF Express reported on a couple of ETF launches in India over the last couple of weeks, including the new...
ETF Awards
We are very pleased to bring you the winners in the 13th outing of the ETF Express European ETF Awards,...
Subscribe to the ETF Express newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by