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CFTC issues no action relief for family offices from CTA registration

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The US Commodity Futures Trading Commission has issued a no-action letter providing family offices relief from commodity trading advisor registration, in connection with advisory services they provide to family clients.

In order to receive relief, a family office must submit a claim to the Division and remain in compliance with the exclusion for family offices from the definition of investment adviser, adopted by the Securities and Exchange Commission in 2011.

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