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Seward & Kissel launches online compliance resource for sophisticated investment managers


Seward & Kissel has launched an online resource to assist investment advisers in complying with certain regulatory obligations.

The subscription-based service will provide access to Seward & Kissel’s model compliance manual, code of ethics, and guides to Form ADV Part 1 and 2. Subscribers to the annual service will also receive notifications when these documents are updated to help streamline their compliance efforts.

“We’re excited to offer this resource to SEC-registered investment advisors who continue to face increasing pressure to maximise their operating efficiencies while keeping costs low. We’re confident this platform can help them do just that,” says Robert Van Grover, partner in the firm’s Investment Management Group.

The Seward & Kissel New Hedge Fund Study, released earlier this year, pointed to these increasing pricing pressures and the essential need for managers to reign in costs.

“The resource will be advantageous to SEC-registered investment advisors who run funds of all sizes,” says Paul Miller, also partner in the firm’s Investment Management Group. “We’re proud to offer this service as another way to assist investment advisers in responding to their ongoing compliance and regulatory obligations.”

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