Bringing you live news and features since 2006 

Announcement

Seward & Kissel launches online compliance resource for sophisticated investment managers

RELATED TOPICS​

Seward & Kissel has launched an online resource to assist investment advisers in complying with certain regulatory obligations.

The subscription-based service will provide access to Seward & Kissel’s model compliance manual, code of ethics, and guides to Form ADV Part 1 and 2. Subscribers to the annual service will also receive notifications when these documents are updated to help streamline their compliance efforts.

“We’re excited to offer this resource to SEC-registered investment advisors who continue to face increasing pressure to maximise their operating efficiencies while keeping costs low. We’re confident this platform can help them do just that,” says Robert Van Grover, partner in the firm’s Investment Management Group.

The Seward & Kissel New Hedge Fund Study, released earlier this year, pointed to these increasing pricing pressures and the essential need for managers to reign in costs.

“The resource will be advantageous to SEC-registered investment advisors who run funds of all sizes,” says Paul Miller, also partner in the firm’s Investment Management Group. “We’re proud to offer this service as another way to assist investment advisers in responding to their ongoing compliance and regulatory obligations.”

Latest News

21.co, the parent company of 21Shares has announced the launch of 21.co Wrapped Bitcoin (21BTC) on the Solana blockchain. 21BTC..
CoinShares writes that digital asset investment products saw inflows for the third consecutive week totalling USD1.05 billion, with cumulative flows..
The New York Stock Exchange, part of Intercontinental Exchange, Inc, has announced it is collaborating with CoinDesk Indices to launch..
ETP provider GraniteShares has announced it has surpassed USD5 billion in assets under management (AUM), reaching USD5.199 billion...

Related Articles

Timothy Rotolo, Range Funds
In 2023, Timothy Rotolo launched his business, Range Fund Holdings, the parent company for Range Indices and Range ETFs, followed...
Dan Miller, IQ-EQ
With just over a week to go till T+1 settlement begins in North America, Canada and Mexico, time is of...
Emily Spurling, Nasdaq
Last October’s ETF Express US Awards 2023 found Nasdaq winning Best Index Provider – ESG ETFs and Best Index Provider...
Vinit Srivistava, MerQube
Index provider, MerQube, launched in 2019, with the aim of providing a “technology-driven answer to the most complex, rules-based investment...
Subscribe to the ETF Express newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by