Bringing you live news and features since 2006 

AI Insight Sherri Cooke_0

AI Insight expands alt investment platform to individual financial advisors and RIAs


AI Insight has expanded it alternative Investment research, education and compliance documentation platform to individual subscribers. This new platform access is geared towards Financial Advisors and RIAs who do not have access to AI Insight through a Broker Dealer subscription.

As evidenced by FINRA and the SEC's 2015 examination priorities, regulators are continuing to heighten their focus on Alternative Investments. Now, more than ever, it is critical for Financial Advisors and RIAs to ensure that they are performing due diligence, making sound suitability decisions and presenting investments to clients in a clear and balanced manner.
"AI Insight has always worked to provide a centralised way to educate the industry on alternative investments and to help firms document these important regulatory requirements every step of the way," says Sherri Cooke, President and Chief Executive Officer of AI Insight.  "We are excited to make our platform available to individual Financial Advisors and RIAs, to support their complex product research and regulatory-compliant educational efforts via automated documentation on the platform."
A subscription to the platform also provides access to Continuing Education modules – many of which qualify for CE credit toward the CFP and other professional designations.

Latest News

Morningstar has published a review of the European ETF market for the first quarter 2024, which finds that it gathered..
ETF data consultant ETFGI reports that assets invested in the global ETF industry reached a new record of USD12.71 trillion..
Calastone has published an ETF white paper which examines several of the processes that take place across the lifecycle of..
Adapting product lines to fit into changing methodologies and meet shifting demand is essential to remaining relevant in the industry..

Related Articles

US ETF issuers of active ETFs are facing an increase in fees from the big custodian firms, such as Charles...
Taylor Krystkowiak, Themes ETFs
Themes ETFs opened its doors in December 2023, with an introductory suite of 11 ETFs – seven thematic and four...
Konrad Sippel, Solactive
At the end of March, financial index specialist, Solactive, published its 2024 annual report on future trends.  ...
Lorraine Sereyjol-Garros, BNP Paribas
Following changes to the French Monetary and Financial Code and of the French market authority AMF’s General Regulation, it is...
Subscribe to the ETF Express newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by