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Castle Wealth Advisors joins PCS broker-dealer platform

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Castle Wealth Advisors, a Los Angeles-based wealth management firm, has joined registered investment advisor Private Client Services’ (PCS) broker-dealer platform. 

Founder and CEO Heather Castle, CFP, ChFC, AIF, a ten-year industry veteran, recently launched the independent financial advisory firm.

“Breaking away from a wire house takes a lot of work to do it right. We needed an easy to work with, experienced, and reputable broker dealer that is friendly to RIAs. Equally as important, we wanted a broker dealer who is committed to working with independent advisors to help them build their practices. PCS is the perfect fit for us,” says Castle.

Castle is a graduate of the University of Alabama and also serves clients in her hometown of Birmingham as well as Tuscaloosa. Tiffany Le, who is co-owner and COO, is a graduate of UCLA and most recently worked at Stifel Nicolaus & Company.

“We are pleased to welcome Heather and Tiffany to PCS. Our presence on the West Coast continues to grow. And there is no better way to grow than by affiliating with advisors who are aligned with our values and are focused on their client’s best interests,” said Ernest Sampson, Chief Executive Officer of PCS.

Before founding Castle Financial Advisors, Castle held advisor positions with Stifel Nicolaus & Company and Morgan Keegan & Company as well as working at Fidelity Brokerage Services, LLC.

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