Bringing you live news and features since 2006 

Gordian Compliance Solutions appoints new partners

RELATED TOPICS​

Gordian Compliance Solutions, a boutique consulting firm specialising in regulatory compliance services for financial industry firms, has promoted four employees to managing partner positions.

Each of the new partners – Ben Buckwalter, Patrick Dominguez, Yulia Kalk and Justin Schleifer – has been with the firm for more than three years and has been instrumental in its growth.
 
Buckwalter serves as general counsel for both Gordian Compliance Solutions and affiliate, Gordian Investments, a FINRA member broker-dealer. Buckwalter also serves as senior compliance consultant to the firm’s investment adviser clients.
 
Dominguez serves as the director of investment adviser services for Gordian Compliance, a position in which he coordinates consulting activities for the investment adviser consulting business and promotes the organisation and growth of the firm’s consulting programme.
 
Additionally, Dominguez acts as senior compliance consultant to numerous clients and fulfils the duties of chief compliance officer for an SEC registered investment adviser.
 
Kalk leads the Gordian’s broker-dealer services division and acts as chief compliance officer for Gordian Investments. Kalk is also the chief operating officer for Gordian Compliance Solutions and is responsible for coordinating internal processes within the firm.
 
Schleifer acts as the chief compliance officer for both registered investment advisers and broker-dealers, in addition to serving as the chief financial officer for Gordian Compliance and Gordian Investments.
 
“These individuals have shown excellent loyalty and have contributed significantly to the firm’s success,” says Niel Armstrong, founder and president of Gordian. “With this core team, we will continue to provide top-quality service that our clients have come to expect.”

Latest News

BlackRock’s global ETP flows report for June finds a steady rise with USD128.1 billion added to global ETPs in June,..
Morningstar’s global ETF flows report for the first half of 2024 shows that actively managed ETFs have captured 25 per..
The surge in bitcoin ETF launches and funds flowing into the sector is transforming institutional investment in digital assets but..
LSEG Lipper’s latest research finds that the majority of actively managed funds and ETFs globally were not able to beat..

Related Articles

Chris Lo, Columbia Threadneedle
In a recent insight on India by Columbia Threadneedle Investments, the firm reports that the country’s economic reforms, which aim...
With an election on the horizon in the United States a group of ETFs is poised to capture investments on...
Robot worker
Qraft Technologies, based in South Korea, specialises in the use of AI in security selection and portfolio construction....
Andrea Busi, Directa SIM
Romain Thomas talks to Andrea Busi (pictured), CEO of Directa SIM, who explains why the online trading platform has just...
Subscribe to the ETF Express newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by