Bringing you live news and features since 2006 


LOGiQ appoints chief compliance officer


LOGiQ Asset Management has appointed Tim Fitzpatrick as chief compliance officer of the company and certain of its securities-registered subsidiaries, effective 1 June 2017 subject to securities regulatory approval.

Fitzpatrick is a highly experienced compliance executive with an extensive background in Canadian securities regulatory practices.
Most recently he was the chief compliance officer at Goodman & Company, Investment Counsel Inc, and has also served as a senior compliance officer for Mackenzie Financial Corporation. Prior to this, Fitzpatrick was a compliance and investor inquiries officer at the Ontario Securities Commission.
“We are pleased to welcome Fitzpatrick to the LOGiQ team,” says LOGiQ president and chief executive officer, Joe Canavan. “His thorough knowledge of the investment industry and compliance practices and regulations reinforces our commitment to the highest standards of integrity and business conduct.”
Fitzpatrick will succeed Terence Lui as chief compliance officer, who will continue at the company as vice president and general counsel.

Latest News

REX Shares has announced a strategic reorganisation that integrates its REX Shares, MicroSectors, and T-REX products, as well as REX..
Allspring Global Investments writes that as it builds an investment platform for the future, it has filed for exemptive relief..
LSEG Lipper writes that ETF promoters in Europe enjoyed estimated net inflows (+EUR25.1 billion) for May 2024...
The European Fund and Asset Management Association (EFAMA) has published its 2024 industry Fact Book, which includes a foreword by..

Related Articles

Marcus Wayerer, Franklin Templeton
Franklin Templeton says that emerging markets are navigating a tricky environment at the moment, due to factors such as the...
Matt Barry, Touchstone Investments
Back in 2022, Cincinnati, Ohio-based Touchstone Investments launched its first four ETFs, having previously been predominantly a mutual fund company....
CN Tower, Toronto
The winners were announced in the second ETF Express Canadian awards at the event held at The Quay in Toronto,...
Darren Jordan, Komainu
Custody specialist, Komainu, was launched in 2018 as a joint venture between Nomura, digital-asset investment manager, CoinShares and blockchain business,...
Subscribe to the ETF Express newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by