LOGiQ Asset Management has appointed Tim Fitzpatrick as chief compliance officer of the company and certain of its securities-registered subsidiaries, effective 1 June 2017 subject to securities regulatory approval.
Fitzpatrick is a highly experienced compliance executive with an extensive background in Canadian securities regulatory practices.
Most recently he was the chief compliance officer at Goodman & Company, Investment Counsel Inc, and has also served as a senior compliance officer for Mackenzie Financial Corporation. Prior to this, Fitzpatrick was a compliance and investor inquiries officer at the Ontario Securities Commission.
“We are pleased to welcome Fitzpatrick to the LOGiQ team,” says LOGiQ president and chief executive officer, Joe Canavan. “His thorough knowledge of the investment industry and compliance practices and regulations reinforces our commitment to the highest standards of integrity and business conduct.”
Fitzpatrick will succeed Terence Lui as chief compliance officer, who will continue at the company as vice president and general counsel.