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Eaton Vance appoints Chief Compliance Officer

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Eaton Vance Corp has appointed Richard F Froio as Vice President, Chief Compliance Officer, based in Boston. He reports to Frederick S Marius, Vice President, Secretary and Chief Legal Officer of Eaton Vance Corp.

Froio leads Eaton Vance’s enterprise-wide global compliance organisation. He serves as Chief Compliance Officer of Eaton Vance Management, Boston Management and Research, and Eaton Vance Investment Counsel. Froio also serves as Chief Compliance Officer of the registered investment companies sponsored by Eaton Vance and in that connection, reports to the Board of Trustees of the funds.
 
“Rick possesses a wealth of industry experience and knowledge of Compliance and regulatory standards,” says Marius. “We look forward to Rick playing a key role in continuing to ensure that Eaton Vance’s business practices remain aligned with all applicable regulatory requirements.”
 
Froio joins Eaton Vance from PIMCO where he was Deputy Chief Compliance Officer (Advisor/Funds) and Chief Compliance Officer (Distribution). In this role, he was responsible for managing core advisor, distributor and fund compliance functions. He was also a member of PIMCO’s Global Wealth Management executive operating committee and Chief Compliance Officer of PIMCO’s Latin America affiliates. Prior to this, he was Managing Director at BlackRock and Chief Compliance Officer and Head of Americas Compliance at Barclays Global Investors.
 

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