Spartan Capital Securities has appointed Andrew M Heath as Chief Compliance Officer.
Heath has more than 35 years of comprehensive professional experience in the financial services industry. His expertise spans virtually all core industry management functions, with particular emphasis on compliance, capital markets and operations. He has served as Chief Compliance Officer and General Counsel at leading firms in the financial services industry such as UBS, National Securities Corporation and Buckman, Buckman & Reid.
Spartan Capital Securities’ Founder and CEO, John Lowry, says: “We are very pleased that Andrew Heath has joined the Spartan team. Andrew’s extensive knowledge, strong compliance and law background along with proven industry leadership position him as an ideal addition to our Firm, as we continue to evolve and grow.”